Best Investment Fraud Lawyers: Recover Investment Losses

Losing money from bad investments can feel crushing. Many investors face sleepless nights after brokers mishandle their funds or make false promises. Investment fraud happens more often than most people think, with schemes like unauthorized trading and Ponzi schemes trapping unsuspecting victims daily.

Investment Fraud Lawyers at Haselkorn & Thibaut specialize in helping these victims recover their losses.

The Securities Exchange Act of 1934 protects investors from deceptive practices, but many don’t know their rights. Financial advisors must follow strict rules when handling client money.

Haselkorn & Thibaut ranks in the top 2% of peer reviews and offers free consultations to discuss your case. Their team explains the FINRA arbitration process in simple terms and works on a “No Recovery, No Fee” basis.

Don’t face investment fraud alone.

Key Takeaways

• Haselkorn & Thibaut boasts a 95% success rate in recovering investment losses and offers free consultations with a “No Recovery, No Fee” policy.
• The firm specializes in FINRA arbitration claims and securities litigation, having helped about 1,600 clients recover funds lost to investment fraud.
• Common investment fraud types include Ponzi schemes, misrepresentation of facts, unauthorized trading, and lack of proper broker supervision.
• Current investigations include Peakstone Realty Trust, GWG Holdings (with a $50.5 million settlement), and GPB Capital fraud cases.
• Investors should act quickly as there are time limits for filing claims, and can contact the firm at 1-888-994-8066 for a free case review.

Why Choose Haselkorn & Thibaut for Investment Fraud Defense

Haselkorn & Thibaut fights for investors who have lost money due to fraud. Their team knows how to win against big financial firms and get clients the money they deserve.

Top-Rated Law Firm

This top-rated law firm boasts a remarkable 95% success rate in helping investors get their money back. Two former defense attorneys who previously worked for investment companies now lead the team, using their insider knowledge to fight securities fraud.

Their deep understanding of securities laws and FINRA arbitration claims helps them catch broker misconduct and investment scams that others often miss.

Investors rely on this firm because of their 50+ years of combined experience in securities litigation and investment fraud defense. The lawyers handle many types of cases including ponzi schemes, unauthorized trading, and when financial advisors misrepresent facts.

Their legal team works on a no-recovery, no-fee basis, showing how committed they are to helping clients recover their investment losses.

Free Consultation and No Recovery, No Fee Policy

Investors can speak with investment fraud lawyers at Haselkorn & Thibaut without paying a dime upfront. The firm offers free consultations to discuss potential securities fraud cases, review investment losses, and explain legal options.

This no-cost meeting gives investors a chance to learn if they have a valid claim against financial advisors or brokers who may have breached their fiduciary duty.

Money concerns should never stop people from seeking justice after investment fraud. Haselkorn & Thibaut works on a contingency fee basis, which means clients pay nothing unless the firm recovers money for them.

The attorneys only collect fees if they win the case through FINRA arbitration or securities litigation. This payment structure allows fraud victims to pursue legal action without adding financial stress during an already tough time.

Expertise in Securities Defense

Haselkorn & Thibaut brings deep knowledge to securities defense cases across the country. Their team handles complex investment disputes with a proven record of success in both FINRA proceedings and court battles.

FINRA Arbitration Claims

FINRA arbitration offers investors a faster path to resolve disputes than traditional courts. This process typically costs less and reaches resolution more quickly for those who have suffered investment losses.

The rules require claims to be filed within six years of the event in question, making timely action essential. Investors facing financial hardship may qualify for fee waivers through FINRA’s assistance programs.

Legal experts strongly suggest hiring an attorney for FINRA arbitration cases. Securities fraud attorneys understand the complex rules that govern these proceedings and can build stronger cases.

The Statement of Claim must contain specific details about broker misconduct, unauthorized trading, or breach of fiduciary duty. Many securities litigation matters settle before reaching the final hearing stage, but proper legal representation improves the odds of fair compensation.

Securities Litigation

Securities litigation offers investors a path to recover money lost through broker misconduct or fraud. Since 2007, Haselkorn & Thibaut has fought against stockbroker fraud and broker negligence in court, helping clients reclaim over $100 million through private arbitration.

Their legal team handles complex cases involving federal securities laws and fraudulent misrepresentations that harm investors’ portfolios.

One standout success includes a $2.6 million recovery for an elderly woman whose financial advisor mishandled her account. This case shows how securities fraud attorneys can help victims of investment fraud seek justice through the legal system.

The firm’s lawyers guide clients through the discovery process while working under contingency fees, meaning clients pay nothing unless they win their case.

Common Types of Investment Fraud

Investment fraud takes many forms, each with unique warning signs. Investors need to know these scams to protect their hard-earned money.

Ponzi Schemes

Ponzi schemes rank among the most devastating forms of investment fraud, named after Charles Ponzi who created this deceptive practice in 1919. These fraudulent investment schemes pay existing investors with funds from new investors rather than actual profits from legitimate business operations.

Bernie Madoff executed the largest Ponzi scheme in history, resulting in $64.8 billion in fraud before its collapse. The fraud typically falls apart when new investor money slows down, making it impossible to pay returns to earlier participants.

Red flags of Ponzi schemes include promises of guaranteed high returns and pressure to invest in unregistered securities. Victims often lose their life savings to these securities fraud operations.

Haselkorn & Thibaut helps investors recover losses from these schemes through FINRA arbitration and securities litigation. Their attorneys understand the complex tactics used by financial advisor misconduct and fight to hold offenders accountable under federal laws that protect against such fraudulent activity.

Misrepresentation of Facts

Beyond Ponzi schemes, misrepresentation of facts stands as another serious form of investment fraud. Brokers often fail to disclose key information about investments or provide misleading details that hide true risks.

This deception violates securities laws that demand full disclosure of all material facts to investors.

Misrepresentation occurs when financial advisors make false statements or omit crucial information about an investment’s safety, returns, or risks. These actions can result in both civil penalties and criminal charges under federal securities laws.

Investors must know their rights when brokers make inappropriate recommendations without understanding their risk tolerance. The law requires investment professionals to maintain a fiduciary standard and provide complete, accurate information before any transaction takes place.

Unauthorized Trading

Unlike misrepresentation where brokers lie about investments, unauthorized trading happens when brokers make trades without your permission. This serious violation occurs when stock brokers execute transactions in your account without prior approval.

Brokers must receive your consent before making any trades unless you’ve granted them power of attorney. The Financial Industry Regulatory Authority strictly prohibits this practice as it violates securities laws.

Investors who spot unauthorized trades should report them in writing right away and ask for adjustments. Brokers who trade without permission or fail to execute requested trades face severe consequences including fines, penalties, and loss of their license.

Haselkorn & Thibaut helps investors recover losses from unauthorized trading through FINRA arbitration claims and securities litigation. Their team identifies these violations and builds strong cases against financial advisor misconduct.

Lack of Agent Supervision

Brokerage firms must supervise their financial advisors to prevent investment fraud. FINRA Rule 3110 requires all member firms to create and maintain a system that monitors advisor activities.

Many securities fraud cases stem from poor oversight where brokers engage in unauthorized trading or misrepresent investment facts. Firms that fail to detect these violations face heavy penalties and legal action from harmed investors.

The lack of proper supervision creates an environment where broker misconduct can flourish, leading to significant client losses.

Haselkorn & Thibaut helps investors recover money lost due to inadequate supervision by financial firms. Their attorneys understand how supervision failures allow investment fraud to occur and how to prove these violations in FINRA arbitration claims.

The legal team examines whether firms followed required compliance protocols and holds them accountable for their supervisory duties. The next section explores how Haselkorn & Thibaut assists clients in recovering their investment losses through expert legal representation.

How Haselkorn & Thibaut Can Assist You

Haselkorn & Thibaut helps investors spot fraud signs, recover losses, and handle legal steps with skill and care. Call 1-888-994-8066 today for a free case review to learn how their securities fraud attorneys can fight for your rights.

Recovering Investment Losses

Investors who lost money through fraud have real options to get their money back. Haselkorn & Thibaut has helped about 1,600 clients recover funds lost to securities fraud and financial advisor misconduct.

The firm offers free consultations to discuss potential FINRA arbitration claims against brokers who engaged in unauthorized trading or other forms of investment fraud.

Many investors face losses from specific cases like GPB Capital fraud and misrepresented L Bond investments. The law firm provides a “GPB Capital Investor’s Guide” that outlines recovery options at no cost.

Stock brokers and investment advisors must follow strict rules under securities law, and breaking these rules creates legal paths for clients to recover their investment losses through securities litigation or arbitration processes.

Identifying Signs of Investment Fraud

Spotting investment fraud early can save investors from major financial losses. Red flags often appear as advisers who guarantee high returns with no risk involved. These claims violate basic investment principles since higher returns always come with increased risk.

Financial professionals who push for immediate cash payments or refuse to provide clear statements about investments should raise serious concerns. The Securities and Exchange Commission warns that pressure tactics indicate potential fraud schemes.

Investors must stay alert to overly complex investment strategies that brokers can’t explain clearly. Legitimate financial advisors will take time to ensure clients understand their investments fully.

Haselkorn & Thibaut helps clients recognize these warning signs before money disappears into fraudulent schemes like Ponzi operations or unauthorized trading ventures. Their attorneys review suspicious investment offers and provide guidance on whether certain financial proposals contain elements of securities fraud or misrepresentation.

Navigating Legal Complexities

After learning to spot fraud signs, investors must tackle the legal maze that follows. Investment fraud cases involve many rules and laws that can confuse even smart investors. The legal system has strict deadlines, complex paperwork, and special courts that handle these matters.

Haselkorn & Thibaut guides clients through FINRA arbitration and securities litigation with clear steps and plain talk.

Legal action for GWG L Bond investors requires special care due to the Chapter 11 bankruptcy filing. These cases involve missed payments, liquidation processes, and liquidating trusts that affect investor recovery options.

Securities fraud attorneys at Haselkorn & Thibaut know how to deal with bankruptcy courts while fighting for investor rights. Their team cuts through legal jargon to explain each step in simple terms.

This approach helps investors make smart choices about their case without feeling lost in legal terms or court procedures.

Investment Fraud Lawyers

Investment fraud lawyers handle complex cases that involve financial crimes against investors. These legal experts know how to fight for clients who lost money due to broker misconduct or securities fraud.

Specialized Expertise

Investment fraud lawyers at Haselkorn & Thibaut bring specific skills to fight securities fraud cases. Their team includes former Wall Street defense attorneys who now use their inside knowledge to help victims recover losses.

This unique background gives them an edge in FINRA arbitration claims and securities litigation. The firm boasts over 50 years of combined experience in handling complex investment fraud cases like Ponzi schemes and unauthorized trading.

Their specialized focus on investment law has led to a remarkable 98% success rate in recovering client losses. The legal team knows exactly how brokers and financial advisors try to hide misconduct.

They spot red flags in financial statements that most people miss. This expertise proves vital when building strong cases against financial industry wrongdoers who violate their fiduciary duties to clients.

Proven Track Record

Specialized expertise leads to real results, and Haselkorn & Thibaut delivers impressive outcomes for investors. Their track record speaks volumes with a remarkable 97% success rate in securities fraud cases.

The firm has helped approximately 1,600 clients recover investment losses through FINRA arbitration and securities litigation.

Recent verdicts and settlements showcase the firm’s effectiveness, achieving a 100% recovery rate for clients. With 119 years of combined experience, their securities fraud attorneys understand how to build strong cases against financial advisor misconduct and unauthorized trading.

This proven history makes them trusted advocates for Pennsylvania investors seeking justice after experiencing investment losses.

Current Cases & Investigations

Haselkorn & Thibaut is handling major fraud cases that affect many investors right now. Clients can learn about these ongoing investigations and how they might impact their own investments.

Peakstone Realty Trust

Investors who purchased Peakstone Realty Trust shares face potential securities fraud concerns. This REIT debuted on the NYSE on April 13, 2023, with shares priced at $8 after a 1-for-9 reverse stock split on March 8, 2023.

The stock had reached a high of $68.94 in January 2022 before falling sharply. Financial risks exist due to revenue concentration, as five tenants account for about 25% of the company’s income.

Such concentration creates major exposure to market volatility and raises questions about proper risk disclosure to investors.

Many shareholders now seek legal options to recover investment losses through securities litigation. The sharp price drop after the NYSE listing suggests possible misrepresentation of facts or other violations that may constitute investment fraud.

Haselkorn & Thibaut attorneys are currently investigating claims related to broker misconduct and failure to disclose material risks in Peakstone investments. The next section explores another ongoing investigation that affects many investors across the country.

GWG Holdings Lawsuit & Bankruptcy

GWG Holdings investors now have access to a $50.5 million settlement for L Bond purchases. This major securities fraud settlement covers investors who bought L Bonds between June 3, 2020, and April 16, 2021.

Haselkorn & Thibaut represents many victims in this case involving misrepresentation of facts and sale of unregistered securities. The legal team helps clients understand their rights under the securities act of 1933 and relevant regulations.

March 6, 2025 marks an important deadline for investors to opt-out of the settlement agreement. The court has scheduled a bar order hearing for April 16, 2025, which will finalize many aspects of this case.

Financial advisor misconduct played a key role in these investment losses, making professional legal guidance crucial for affected parties seeking to recover their funds through FINRA arbitration or other legal channels.

GPB Capital Lawsuit

GPB Capital faces serious legal troubles after David Gentile and Jeffry Schneider were found guilty of fraud on August 1, 2024. The Securities and Exchange Commission stepped in and appointed a receiver to handle the liquidation of assets.

Broker-dealers connected to GPB Capital received $3.7 million in fines for failing to disclose key financial problems to investors. This investment fraud case now includes over 20 pending litigations with both criminal charges and ongoing investigations.

Investors who lost money through GPB Capital investments may have legal options to recover their losses through securities litigation.

Haselkorn & Thibaut helps investors understand their rights in this complex securities fraud situation. The firm’s attorneys have deep experience with FINRA arbitration claims related to investment losses from schemes like GPB Capital.

Contact Information

Investors can reach Haselkorn & Thibaut’s investment fraud lawyers at 1-888-994-8066 for a free case review to discuss securities fraud claims or investment losses. The firm helps clients recover money lost through ponzi schemes, unauthorized trading, and other forms of financial advisor misconduct.

Investors can call 1-888-994-8066 for a free talk with investment fraud experts about getting their money back. These securities fraud lawyers win 98% of cases involving bad financial advisors and unauthorized trading.

You pay no fees unless they recover money for you.

Acting quickly matters in these cases. The hotline helps Pennsylvania investors who think they’ve been caught in Ponzi schemes, insider trading, or other investment scams. The experts who answer can explain how FINRA arbitration works and check if you still have time to file a claim.

Free Case Review Form

Our law firm offers a free case review form for investors who suspect investment fraud. This no-cost evaluation helps people understand their legal options without paying money upfront.

The form serves as the first step toward possible recovery of investment losses from securities fraud, ponzi schemes, or unauthorized trading.

Filling out the case review form takes just minutes and starts the process of expert review by securities fraud attorneys. We stand by our “No Recovery, No Fee” policy as part of our commitment to client service.

Investors can submit their information through the secure online form or call 1-888-994-8066 to discuss potential FINRA arbitration claims directly with a lawyer.

Conclusion

Investors need strong legal help when they face investment fraud. Haselkorn & Thibaut stands ready with expert attorneys who know how to fight for your rights. Their team handles FINRA claims, securities litigation, and various fraud cases from Ponzi schemes to unauthorized trading.

The firm offers free case reviews and works on a contingency basis, meaning clients pay nothing unless they recover money. Many past clients praise their success in getting back lost investments.

Securities laws protect investors, but time limits exist for filing claims. Don’t wait if you suspect fraud has occurred with your investments. Call 1-888-994-8066 today for a free consultation with top-rated lawyers who will work hard to recover your losses.